A Leading Investor Relations Firm

Private Lender Law has established a stellar reputation as a leader among investor relations firms. We have a lengthy track record of helping our clients engage in seamless and successful nonbank private lending transactions.  Our extensive knowledge and experience encompass private placements under Regulation D (Reg D), the set of rules established by the Securities and Exchange Commission (SEC) that enables companies to raise capital without full SEC registration. 

About Our Investor Relations Services

Your Private Lender Law investor relations attorney can assist with the following private placements under Reg D.

Rule 506(b)

This rule applies to traditional private offerings and allows companies to raise unlimited capital. It permits the inclusion of up to 35 non-accredited investors that meet specific financial knowledge criteria. 

Rule 506(c)

This rule permits issuers to broadly advertise the offering if all purchasers are accredited investors. Investors must perform due diligence when verifying accreditation. 

How We Assist Our Clients

Our accomplished investment relations firm implements a detailed, time-tested process when establishing Reg D private placements.

Offer Structuring

Trust us to provide sound advice on whether Rule 506(b) or 506(c) is the better option for your unique situation. We'll also draft the appropriate structure for the offered securities.

Document Preparation

Your investor relations attorney will draft the Private Placement Memorandum outlining the offer details and other pertinent information. We'll also create subscription agreements for the investors' signature.

Compliance

We will file Form D to notify the SEC of the offering. We'll also help you meet state-specific compliance requirements regarding the blue sky laws that apply to securities registration or exemptions.

Verification

We'll follow the appropriate verification steps to ensure investors have the proper accreditation in 506(c) private placement situations.

Risk Mitigation

Our team implements measures to minimize transactional risk. These include providing the proper disclosures to the issuer to reduce liability. We'll also take a proactive approach to identifying, addressing and resolving compliance issues.

Ongoing Support

Count on Private Lender Law to support you throughout the private placement transaction and beyond. We assist with investor relations management and ensure you meet applicable reporting obligations. We'll help compile the appropriate documentation for fundraising and audits.

Why Trust Us as Your Investor Relations Firm?

When you choose Private Lender Law as your investor relations firm, you will have peace of mind knowing your private placement offering is legally sound, protects your organization from risks and complies fully with SEC and state regulations. 

We serve over 100 lenders across the nation, dedicating ourselves to providing experienced guidance. Through end-to-end legal support, we efficiently handle a comprehensive suite of private lending solutions while maintaining full compliance. 

Partner With Us

Reach out to us to learn more about our investor relations services regarding private placement transactions. Call our firm at 212-536-3529 or return the contact form today.